Filing Details
- Accession Number:
- 0001127602-20-028654
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 17:37:51
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 17:37:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1423221 | Quanex Building Products Corp | NX | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 261561397 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1713905 | Laverne George Wilson | 1800 W. Loop South Suite 1500 Houston TX 77027 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-09 | 8,021 | $15.08 | 82,042 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-09 | 8,021 | $20.17 | 74,021 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-10 | 9,579 | $15.08 | 83,600 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-10 | 9,579 | $20.29 | 74,021 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2020-11-09 | 8,021 | $0.00 | 8,021 | $15.08 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2020-11-10 | 9,579 | $0.00 | 9,579 | $15.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,579 | 2021-11-30 | No | 4 | M | Direct | |
0 | 2021-11-30 | No | 4 | M | Direct |
Footnotes
- The stock options were exercised pursuant to a Rule 10b5-1 preset diversification program previously adopted by the reporting person.
- Includes 49.938 and 813.818 shares credited to the reporting person's account as the result of prior dividend reinvestments under the Company's Employee Stock Purchase Plan and brokerage account respectively.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $21.21, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $20.08 to $20.44, inclusive. The reporting person undertakes to provide to NX, any security holder of NX, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The options became exercisable in three equal annual installments. The first installment became exercisable on November 30, 2012, and the next two installments became exercisable on November 30, 2013 and November 30, 2014.