Filing Details
- Accession Number:
- 0001209191-20-057705
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 17:30:34
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 17:30:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1358762 | Reata Pharmaceuticals Inc | RETA | Pharmaceutical Preparations (2834) | 113651945 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1688712 | Carter Dawn Bir | 5320 Legacy Dr. Plano TX 75024 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-09 | 60,000 | $0.00 | 60,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-11-09 | 30,000 | $150.01 | 30,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2020-11-09 | 30,000 | $175.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2020-11-09 | 60,000 | $0.00 | 60,000 | $21.05 |
| Class A Common Stock | Class B common stock | Acquisiton | 2020-11-09 | 60,000 | $21.05 | 60,000 | $0.00 |
| Class A Common Stock | Class B common stock | Disposition | 2020-11-09 | 60,000 | $0.00 | 60,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 90,000 | 2026-09-06 | No | 4 | M | Direct | |
| 60,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The exercise, conversion and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2020.
- The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date.
- One quarter of the options vested on September 6, 2017 and then in twelve equal quarterly installments thereafter, subject to continued service through each vesting date.
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