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Home > Insider Trading > Filing (0001104659-20-123669)

Filing Details

Accession Number:: 0001104659-20-123669
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2020-11-10 17:20:04
Reporting Period:: 2020-08-31

Accepted Time:: 2020-11-10 17:20:04
Original Submission Date:: 2020-09-01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	4/A

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514106	W. Larry Carroll	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-08-31	6,667	$10.30	30,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	110	Indirect	Via Parent

Footnotes

On August 21, 2020, the Issuer effected a one-for-six reverse stock split of its shares of common stock (the "Reverse Stock Split"). No fractional shares were issued in connection with the Reverse Stock Split. The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.