Filing Details
- Accession Number:
- 0001230245-20-000136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 16:02:04
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-10 16:02:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538590 | Scott R Larue | 800 Nicollet Mall Minneapolis MN 55402 | Co-Head Global Ib And Cap Mkts | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-06 | 600 | $85.00 | 67,760 | No | 4 | S | Indirect | Through Living Trust |
Common Stock | Disposition | 2020-11-09 | 9,400 | $89.47 | 58,360 | No | 4 | S | Indirect | Through Living Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Living Trust |
No | 4 | S | Indirect | Through Living Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,420 | Direct |
Footnotes
- The shares are held through a revocable living trust, of which the reporting person is trustee and both the reporting person and the reporting person's spouse are beneficiaries.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.0000 to $90.0000 inclusive. The reporting person undertakes to provide full information regarding the number os shares purchased at each separate price within the range set forth in this footnote upon request by the SEC staff, the issuer or any shareholder of the issuer.