Filing Details
- Accession Number:
- 0001142495-20-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 15:32:52
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-10 15:32:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | () | CA |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1142495 | Wedbush Securities Inc | 1000 Wilshire Blvd., Suite 900 Los Angeles CA 90017 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Representing Limited Liability Interest In Jmp Group | Acquisiton | 2020-11-06 | 250 | $2.41 | 1,965,500 | No | 4 | P | Direct | |
| Shares Representing Limited Liability Interest In Jmp Group | Acquisiton | 2020-11-06 | 616 | $2.40 | 1,966,116 | No | 4 | P | Direct | |
| Shares Representing Limited Liability Interest In Jmp Group | Acquisiton | 2020-11-09 | 1 | $2.35 | 1,966,117 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Securities listed in Table I intended as passive investment.
Billionaire Hedge Funds
