Filing Details
- Accession Number:
- 0001562180-20-006603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 12:46:18
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 12:46:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222113 | E Y Marc Pelaez | C/O Ii-Vi Inc. 375 Saxonburg Blvd. Saxonburg PA 16056 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-09 | 9,300 | $17.53 | 77,643 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 8,620 | $18.93 | 86,263 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 8,270 | $19.37 | 94,533 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 11,440 | $13.99 | 105,973 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 37,630 | $56.96 | 68,343 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (Right to Buy) | Disposition | 2020-11-09 | 9,300 | $0.00 | 9,300 | $17.53 |
| Common Stock | Option (Right to Buy) | Disposition | 2020-11-09 | 8,620 | $0.00 | 8,620 | $18.93 |
| Common Stock | Option (Right to Buy) | Disposition | 2020-11-09 | 8,270 | $0.00 | 8,270 | $19.37 |
| Common Stock | Option (Right to Buy) | Disposition | 2020-11-09 | 11,440 | $0.00 | 11,440 | $13.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-08-20 | No | 4 | M | Direct | |
| 0 | 2022-08-18 | No | 4 | M | Direct | |
| 0 | 2023-08-17 | No | 4 | M | Direct | |
| 0 | 2024-08-16 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sale transactions ranging in price from $56.90 to $57.1002. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options fully vested on August 20, 2016.
- The options fully vested on August 18, 2017.
- The options fully vested on August 17, 2018.
- The options fully vested on August 16, 2019.
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