Filing Details
- Accession Number:
- 0001562180-20-006602
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-10 12:46:11
- Reporting Period:
- 2020-11-09
- Accepted Time:
- 2020-11-10 12:46:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1781635 | Christopher Koeppen | C/O Ii-Vi Incorporated 375 Saxonburg Blvd. Saxonburg PA 16056 | Chief Technology Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-09 | 1,920 | $18.93 | 28,773 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-09 | 1,920 | $59.01 | 26,853 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2020-11-09 | 1,920 | $0.00 | 1,920 | $18.93 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2022-08-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15 | Indirect | By Daughter |
Common Stock | 15 | Indirect | By Son |
Footnotes
- The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2019.
- The options fully vested on August 18, 2017.