Filing Details

Accession Number:
0001005229-20-000302
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-10 12:39:37
Reporting Period:
2020-11-09
Accepted Time:
2020-11-10 12:39:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005229 Columbus Mckinnon Corp CMCO Construction Machinery & Equip (3531) 160547600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1527862 P Gregory Rustowicz 205 Crosspoint Parkway
Getzville NY 14068
Vp - Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-09 10,181 $18.95 77,061 No 4 M Direct
Common Stock Disposition 2020-11-09 7,500 $37.50 69,561 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Options (Right to Buy) Disposition 2020-11-09 10,181 $0.00 10,181 $18.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-05-20 2023-05-20 No 4 M Direct
Footnotes
  1. Includes 22,551.7596 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,507.2819 shares become fully vested 5/22/2021; 2,247.1484 shares become fully vested 50% per year for two years beginning 5/22/2021; 3,338.5197 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 3,866.9406 shares become fully vested 1/20/2022, 6,583.7169 shares become fully vested 33.33% per year for three years beginning 5/18/2021, and 5,008.1521 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, if reporting person remains an employee of issuer. Also includes 6,642 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
  2. Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2010 Long Term Incentive Plan dated as of July 26, 2010, subject to forfeiture in whole or part; options became exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.