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Filing Details

Accession Number:: 0000899243-20-030690
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-09 21:47:34
Reporting Period:: 2020-11-05

Accepted Time:: 2020-11-09 21:47:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1644406	Hostess Brands Inc.	TWNK	Bakery Products (2050)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1689843	Hostess Cdm Co-Invest, Llc	200 Greenwich Avenue Greenwich CT 06830		No	No	No	Yes

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2020-11-05	314,405	$0.00	314,405	No	4	J	Direct
Class A Common Stock	Disposition	2020-11-05	314,405	$13.37	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-11-06	357,419	$0.00	357,419	No	4	J	Direct
Class A Common Stock	Disposition	2020-11-06	357,419	$13.56	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2020-11-09	186,412	$0.00	186,412	No	4	J	Direct
Class A Common Stock	Disposition	2020-11-09	186,412	$13.55	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	J	Direct
No	4	S	Direct
No	4	J	Direct
No	4	S	Direct
No	4	J	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2020-11-05	314,405	$0.00	314,405	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-11-06	357,419	$0.00	357,419	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2020-11-09	186,412	$0.00	186,412	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
4,254,092	No	4	J	Direct
3,896,673	No	4	J	Direct
3,710,261	No	4	J	Direct

Footnotes

Pursuant to the Exchange Agreement, dated November 4, 2016, by and between Hostess Brands, Inc. (the "Issuer"), the reporting person and the other parties thereto (the "Exchange Agreement"), each share of Class B Common Stock may be exchanged for one share of Class A Common Stock of the Issuer, if exchanged together with one Class B Unit of Hostess Holdings, L.P. The exchange rights under the Exchange Agreement do not expire.
Reflects the weighted average price of sales on November 5, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.25 to $13.445, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on November 6, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.26 to $13.99, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
Reflects the weighted average price of sales on November 9, 2020. The shares were sold pursuant to a 10b5-1 plan in multiple transactions at prices ranging from $13.43 to $13.90, inclusive. The 10b5-1 trading plan was established by C. Dean Metropoulos, the controlling person of the reporting person, as of September 14, 2020, to provide for sales of shares, from time to time, by entities controlled thereby, within pre-determined price and quantity limits. The reporting person undertakes to provide to Hostess Brands, Inc., any security holder of Hostess Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.