Filing Details
- Accession Number:
- 0001209191-20-057528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 20:46:21
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-09 20:46:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411688 | Container Store Group Inc. | TCS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1175522 | D Jonathan Sokoloff | 11111 Santa Monica Boulevard Suite 2000 Los Angeles CA 90025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2020-11-05 | 310,354 | $10.48 | 27,196,190 | No | 4 | S | Indirect | See footnote. |
Common Stock, Par Value $0.01 | Disposition | 2020-11-06 | 200,000 | $9.99 | 26,996,190 | No | 4 | S | Indirect | See footnote. |
Common Stock, Par Value $0.01 | Disposition | 2020-11-09 | 83,482 | $9.89 | 26,912,708 | No | 4 | S | Indirect | See footnote |
Common Stock, Par Value $0.01 | Disposition | 2020-11-09 | 16,518 | $10.47 | 26,896,190 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote. |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 56,138 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $18.00 | 2023-10-31 | 13,603 | 13,603 | Direct | |
Common Stock | Stock Option (Right to Buy) | $21.53 | 2024-10-27 | 10,132 | 10,132 | Direct | |
Common Stock | Stock Option (Right to Buy) | $17.28 | 2025-08-03 | 11,821 | 11,821 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.35 | 2026-08-01 | 30,675 | 30,675 | Direct | |
Common Stock | Stock Option (Right to Buy) | $4.10 | 2027-09-12 | 42,919 | 42,919 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2023-10-31 | 13,603 | 13,603 | Direct |
2024-10-27 | 10,132 | 10,132 | Direct |
2025-08-03 | 11,821 | 11,821 | Direct |
2026-08-01 | 30,675 | 30,675 | Direct |
2027-09-12 | 42,919 | 42,919 | Direct |
Footnotes
- Represents shares of Common Stock, par value $0.01 per share (the "Common Stock") sold by Green Equity Investors V, L.P. ("GEI V"), Green Equity Investors Side V, L.P. ("GEI Side V"), and TCS Co-Invest, LLC ("TCS"). Of the shares of Common Stock sold, 236,403 were sold by GEI V, 70,915 were sold by GEI Side V, and 3,036 were sold by TCS.
- This transaction was executed in multiple trades at prices ranging from $10.20 to $10.60. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected.
- Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,715,859 are owned by GEI V, 6,214,249 are owned by GEI Side V, and 266,082 are owned by TCS.
- Mr. Sokoloff directly (whether through ownership or position) or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of the shares owned by GEI V, GEI Side V, and TCS. Mr. Sokoloff disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that he is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 152,344 were sold by GEI V, 45,699 were sold by GEI Side V, and 1,957 were sold by TCS.
- This transaction was executed in multiple trades at prices ranging from $9.74 to $10.225. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected.
- Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock reported, 20,563,515 are owned by GEI V, 6,168,550 are owned by GEI Side V, and 264,125 are owned by TCS.
- Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 63,590 were sold by GEI V, 19,075 were sold by GEI Side V, and 817 were sold by TCS.
- This transaction was executed in multiple trades at prices ranging from $9.45 to $10.40. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected.
- Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,499,925 are owned by GEI V, 6,149,475 are owned by GEI Side V, and 263,308 are owned by TCS.
- Represents shares of Common Stock sold by GEI V, GEI Side V, and TCS. Of the shares of Common Stock sold, 12,582 were sold by GEI V, 3,775 were sold by GEI Side V, and 161 were sold by TCS.
- This transaction was executed in multiple trades at prices ranging from $10.455 to $10.60. The price reported reflects the weighted average sale price. Mr. Sokoloff hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the trades were effected.
- Represents shares owned by GEI V, GEI Side V, and TCS. Of the shares of Common Stock Reported 20,487,343 are owned by GEI V, 6,145,700 are owned by GEI Side V, and 263,147 are owned by TCS.
- Represents shares of restricted Common Stock awarded to the reporting person as compensation for services as a member of the Issuer's Board of Directors.
- The options on this row are fully vested.
- The options reported on this row are held by Mr. Sokoloff for the benefit of LGP. Mr. Sokoloff disclaims beneficial ownership of these securities.