Filing Details
- Accession Number:
- 0001772695-20-000152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 18:18:37
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-09 18:18:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1772695 | Sunnova Energy International Inc. | NOVA | Electric & Other Services Combined (4931) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1783160 | P Michael Grasso | 20 East Greenway Plaza, Suite 540 Houston TX 77046 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-05 | 2,621 | $12.44 | 2,665 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-05 | 1,800 | $33.00 | 865 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-06 | 17,235 | $12.44 | 18,100 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-06 | 11,831 | $33.10 | 6,269 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 20,000 | $12.44 | 26,269 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-09 | 13,413 | $36.01 | 12,856 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-11-05 | 2,621 | $0.00 | 2,621 | $12.44 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-11-06 | 17,235 | $0.00 | 17,235 | $12.44 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2020-11-09 | 20,000 | $0.00 | 20,000 | $12.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 127,256 | 2028-01-29 | No | 4 | M | Direct | |
| 110,021 | 2028-01-29 | No | 4 | M | Direct | |
| 90,021 | 2028-01-29 | No | 4 | M | Direct |
Footnotes
- The sales represented on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 2, 2020.
- The price reported in Column 4 is a weighted average price. These shares of common stock of Sunnova Energy International Inc. ("Common Stock") were sold in multiple transactions at prices ranging from $33.00 to $33.03. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
- The price reported in Column 4 is a weighted average price. These shares of Common Stock were sold in multiple transactions at prices ranging from $33.00 to $33.29. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
- The price reported in Column 4 is a weighted average price. These shares Common Stock were sold in multiple transactions at prices ranging from $36.00 to $36.12. The reporting person undertakes to provide to Sunnova Energy International Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock sold at each separate price within the such range.
- These Nonqualified Stock Options ("Options") were originally granted under the Stock Option Plan of Sunnova Energy Corporation (the "Plan") on January 29, 2018 and are now fully vested.
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