Filing Details
- Accession Number:
- 0001127602-20-028488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 17:03:32
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-09 17:03:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 94049 | Stepan Co | SCL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 361823834 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229289 | Jr Quinn F Stepan | 22 W. Frontage Road Northfield IL 60093 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-05 | 34,741 | $43.85 | 232,484 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-05 | 12,691 | $120.04 | 219,793 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2020-11-05 | 9,769 | $43.85 | 210,024 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2020-11-05 | 12,281 | $120.04 | 197,744 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2020-11-05 | 34,741 | $0.00 | 34,741 | $43.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-02-23 | 2026-02-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 61,249 | Direct | |
| Common Stock | 11,577 | Indirect | By Esop II Trust |
| Common Stock | 160,000 | Indirect | By Family LLC |
| Common Stock | 48,000 | Indirect | By Family Trust |
| Common Stock | 71,382 | Indirect | By Family Trust III |
| Common Stock | 40,000 | Indirect | By Family Trust IV |
| Common Stock | 25,000 | Indirect | By Spouse |
| Common Stock | 0 | Indirect | Member Of Plan Committee Of Stepan Company |
Footnotes
- The Stock Appreciation Rights ("SARs") were settled in shares of common stock as per the terms of the award.
- Deemed disposition of underlying common stock to the issuer in an amount equal to the conversion price of the SARs.
- Withholding of Shares to satisfy tax liability on exercise of SARs.
- Joint Tenancy with Spouse.
- The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
Billionaire Hedge Funds
