Filing Details
- Accession Number:
- 0000106640-20-000169
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 16:24:44
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-09 16:24:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1348568 | R Marc Bitzer | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Disposition | 2020-06-26 | 5,640 | $0.00 | 0 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2020-06-26 | 5,640 | $0.00 | 80,205 | No | 5 | G | Indirect | By trust for reporting person |
| Common Stock | Disposition | 2020-11-03 | 1,000 | $0.00 | 79,205 | No | 5 | G | Indirect | By trust for reporting person |
| Common | Acquisiton | 2020-11-05 | 39,836 | $132.19 | 39,836 | No | 4 | M | Direct | |
| Common | Disposition | 2020-11-05 | 38,836 | $200.43 | 1,000 | No | 4 | S | Direct | |
| Common | Disposition | 2020-11-05 | 1,000 | $201.26 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By trust for reporting person |
| No | 5 | G | Indirect | By trust for reporting person |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Employee Stock Options (Right to Buy) | Disposition | 2020-11-05 | 39,836 | $0.00 | 39,836 | $132.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-15 | 2026-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,994 | Indirect | By trust for immediate family members |
| Common Stock | 4,492 | Indirect | 401(k) Stock Fund |
Footnotes
- The exercise of stock options on this Form 4 was effected pursuant to a previously established Rule 10b5-1 trading plan. Mr. Bitzer exercised stock options that were due to expire on 2/15/26.
- The sale of the 38,836 shares and 1,000 shares were effected pursuant to a previously established Rule 10b5-1 trading plan at prices ranging from $200.01 to $201.00 and $201.05 to $201.33, respectively. The reporting person undertakes to provide Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth.
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