Filing Details
- Accession Number:
- 0001209191-20-057445
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 16:13:32
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-09 16:13:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059556 | Moodys Corp | MCO | Services-Consumer Credit Reporting, Collection Agencies (7320) | 133998945 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1195306 | W Raymond Mcdaniel | 7 World Trade Center 250 Greenwich Street New York NY 10007 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-06 | 42,662 | $46.43 | 270,908 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-06 | 2,815 | $286.70 | 268,093 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 2,503 | $287.81 | 265,590 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 7,323 | $288.78 | 258,267 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 4,176 | $289.79 | 254,091 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 13,969 | $290.81 | 240,122 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 11,126 | $291.82 | 228,996 | No | 4 | S | Direct | |
Common Stock | Disposition | 2020-11-06 | 750 | $292.42 | 228,246 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2020-11-06 | 42,662 | $0.00 | 42,662 | $46.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-02-13 | 2023-02-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 38,226 | Indirect | Trust |
Common Stock | 1,610 | Indirect | 401-K |
Common Stock | 2,000 | Indirect | Spouse |
Footnotes
- Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$286.22 to $287.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$287.24 to $288.22. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$288.26 to $289.23. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$289.30 to $290.27. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$290.30 to $291.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$291.31 to $292.29. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from$292.31 to $292.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, fullinformation regarding the number of shares sold at each separate price.
- As of the last statement dated September 30, 2020
- One fourth of the options vest each year beginning with the date indicated.