Filing Details
- Accession Number:
- 0000009984-20-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 15:56:52
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-09 15:56:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453850 | J Christopher Stephens | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Svp, Finance And Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-06 | 600 | $36.31 | 110,164 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-06 | 600 | $40.21 | 109,564 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2020-11-06 | 600 | $0.00 | 600 | $36.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,460 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1354 Restricted Stock Units ("RSUs") granted 2/8/2018, 3249 RSUs granted 2/13/2019, and 5600 RSUs granted 2/13/2020, that are subject to forfeiture if certain events occur.
- The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/11/2015 grant date.
Billionaire Hedge Funds
