Filing Details
- Accession Number:
- 0001448779-20-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-09 14:48:12
- Reporting Period:
- 2020-11-06
- Accepted Time:
- 2020-11-09 14:48:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891532 | Perma Fix Environmental Services Inc | PESI | Hazardous Waste Management (4955) | 581954497 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 926738 | F Louis Centofanti | 8302 Dunwoody Place Suite 250 Atlanta GA 30350 | Evp Of Strategic Initiatives | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-11-06 | 1,200 | $0.00 | 168,525 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2020-11-06 | 2,000 | $0.00 | 166,525 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2020-11-09 | 1,000 | $6.30 | 167,525 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | G | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 62,800 | Indirect | Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $3.15 | 2025-01-17 | 15,000 | 15,000 | Direct | |
| Common Stock | Stock Option | $3.65 | 2023-07-27 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-01-17 | 15,000 | 15,000 | Direct |
| 2023-07-27 | 50,000 | 50,000 | Direct |
Footnotes
- Bona fide gift - no compensation was given to donor for the gift.
- Incentive Stock Option granted on 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
- Incentive Stock Option granted on 07/27/2017 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
Billionaire Hedge Funds
