Filing Details

Accession Number:
0001387467-20-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-09 13:00:37
Reporting Period:
2020-11-06
Accepted Time:
2020-11-09 13:00:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1522325 Yifan Liang 475 Oakmead Parkway
Sunnyvale CA 94085
Cfo And Corp Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2020-11-06 5,500 $12.68 124,994 No 4 M Direct
Common Shares Disposition 2020-11-06 5,500 $17.68 119,494 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Share Option (right to buy) Disposition 2020-11-06 5,500 $0.00 5,500 $12.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-06 No 4 M Direct
Footnotes
  1. Includes an aggregate of 40,000 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,250 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
  2. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2020.
  3. The price reported in Column 4 is the exact price at which all shares were sold.
  4. All options are fully vested and exercisable.