Filing Details
- Accession Number:
- 0001203311-20-000126
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-06 19:34:54
- Reporting Period:
- 2020-11-04
- Accepted Time:
- 2020-11-06 19:34:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seagen Inc. | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1809717 | R Charles Romp | 21823 30Th Drive Se Bothell WA 98021 | Evp, Commercial | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-04 | 1,590 | $34.20 | 45,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 1,590 | $182.37 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 2,207 | $45.30 | 46,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 2,207 | $182.44 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 2,220 | $39.15 | 46,297 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 2,220 | $182.45 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 417 | $31.37 | 44,494 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 417 | $182.44 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 5,151 | $44.09 | 49,228 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 5,151 | $178.63 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 1,276 | $44.09 | 45,353 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 1,276 | $178.68 | 44,077 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-04 | 1,218 | $41.04 | 45,295 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 1,218 | $178.63 | 44,077 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-11-04 | 417 | $0.00 | 417 | $31.37 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-11-04 | 2,220 | $0.00 | 2,220 | $39.15 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-11-04 | 1,218 | $0.00 | 1,218 | $41.04 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-11-04 | 1,276 | $0.00 | 1,276 | $44.09 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2020-11-04 | 2,207 | $0.00 | 2,207 | $45.30 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-04 | 1,590 | $0.00 | 1,590 | $34.20 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-04 | 5,151 | $0.00 | 5,151 | $44.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-03 | No | 4 | M | Direct | |
| 0 | 2025-08-25 | No | 4 | M | Direct | |
| 0 | 2023-08-19 | No | 4 | M | Direct | |
| 0 | 2024-08-26 | No | 4 | M | Direct | |
| 0 | 2026-08-27 | No | 4 | M | Direct | |
| 3,179 | 2026-05-09 | No | 4 | M | Direct | |
| 0 | 2024-08-26 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned following reported transactions includes restricted stock units subject to vesting.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $182.23 to $182.35. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $182.44 to $182.54. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Reflects sales of common stock executed in multiple transactions at prices ranging from $178.63 to $178.69. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 2/3/19.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/25/19.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/19/17.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/26/18.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/27/20.
- Options vested at a rate of 25% on each anniversary of the vesting commencement date of March 20, 2018 until all options are fully vested four years from the vesting commencement date.
- Options vested at a rate of 25% on the anniversary of the vesting commencement and monthly thereafter until all options were fully vested on 8/26/18.
Billionaire Hedge Funds
