Filing Details
- Accession Number:
- 0001039399-20-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-06 18:00:31
- Reporting Period:
- 2020-11-04
- Accepted Time:
- 2020-11-06 18:00:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1590177 | Mike Slessor | 7005 Southfront Road Livermore CA 94551 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-04 | 25,000 | $8.44 | 401,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-04 | 25,000 | $31.77 | 376,633 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2020-11-05 | 25,000 | $8.44 | 401,633 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-05 | 25,000 | $33.30 | 376,633 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-04 | 25,000 | $8.44 | 25,000 | $8.44 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2020-11-05 | 25,000 | $8.84 | 25,000 | $8.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 125,000 | 2022-02-09 | No | 4 | M | Direct | |
| 100,000 | 2022-02-09 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $31.29 through $32.20. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $32.99 through $33.57. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on February 9, 2016 and the remainder vesting in equal annual installments over the following three years.
Billionaire Hedge Funds
