Filing Details
- Accession Number:
- 0000018230-20-000303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-06 14:26:45
- Reporting Period:
- 2020-11-05
- Accepted Time:
- 2020-11-06 14:26:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1694342 | Bob Lange De | 510 Lake Cook Road, Suite 100 Deerfield IL 60015 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-05 | 2,500 | $96.31 | 29,304 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-05 | 2,500 | $164.76 | 26,804 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2020-11-05 | 2,500 | $0.00 | 2,500 | $96.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,295 | 2017-03-03 | 2024-03-03 | No | 4 | M | Direct |
Billionaire Hedge Funds
