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Filing Details

Accession Number:: 0000049071-20-000147
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-06 13:52:04
Reporting Period:: 2020-11-04

Accepted Time:: 2020-11-06 13:52:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185643	D Bruce Broussard	Humana Inc. 500 West Main Street Louisville KY 40202	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2020-11-04	459	$217.42	90,756	No	4	M	Direct
Humana Common	Disposition	2020-11-04	238	$420.05	90,518	No	4	F	Direct
Humana Common	Acquisiton	2020-11-04	35,177	$217.42	125,695	No	4	M	Direct
Humana Common	Acquisiton	2020-11-04	29,434	$268.47	155,129	No	4	M	Direct
Humana Common	Disposition	2020-11-04	64,611	$451.15	90,518	No	4	S	Direct
Humana Common	Disposition	2020-05-01	6,750	$0.00	83,768	No	4	G	Direct
Humana Common	Disposition	2020-05-01	6,750	$0.00	77,018	No	4	G	Direct
Humana Common	Disposition	2020-05-01	2,846	$0.00	74,172	No	4	G	Direct
Humana Common	Disposition	2020-08-25	6,160	$0.00	68,012	No	4	G	Direct
Humana Common	Disposition	2020-08-25	6,160	$0.00	61,852	No	4	G	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct
No	4	G	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2020-11-04	35,636	$0.00	35,636	$217.42
Humana Common	Options	Disposition	2020-11-04	29,434	$0.00	29,434	$268.47

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-03-08	No	4	M	Direct
14,718		2025-02-19	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$307.97	2026-02-25	40,409	40,409	Direct
Humana Common	Options	$350.79	2027-02-24	40,290	40,290	Direct
Humana Common	Restricted Stock Units	$0.00		3,415	3,415	Direct
Humana Common	Restricted Stock Units	$0.00		6,089	6,089	Direct
Humana Common	Restricted Stock Units	$0.00		8,018	8,018	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-02-25	40,409	40,409	Direct
2027-02-24	40,290	40,290	Direct
	3,415	3,415	Direct
	6,089	6,089	Direct
	8,018	8,018	Direct

Footnotes

Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 03/08/2017, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three annual increments.
Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three annual increments.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments.
Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/19/2018, 33% of the award is vesting on 12/15/18, 12/15/19, and 12/15/20.
Restricted stock units granted to reporting person on 02/25/2019, 33% of the award is vesting on 12/15/19, 12/15/20, and 12/15/21.
Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
Shares transferred represent a gift to a Trust in the name of affiliate's daughter, effective May 1, 2020. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares transferred represent a gift to a Trust in the name of affiliate's son, effective May 1, 2020. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares represent a charitable gift/donation, effective May 1, 2020, in which no value was received in return.
Shares transferred represent a gift to a Trust in the name of affiliate's daughter, effective August 25, 2020. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares transferred represent a gift to a Trust in the name of affiliate's son, effective August 25, 2020. Affiliate is not a Trustee and has no pecuniary interest or investment discretion.
Shares swapped for the payment of purchase price on stock option exercise using fair market value on November 3, 2020 pursuant to Humana Inc.'s 2011 Stock Incentive Plan.
Shares sold at prices ranging from $445.525 to $457.155. Price reported is weighted average sales price.