Filing Details
- Accession Number:
- 0001654954-20-011912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-05 21:00:22
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-05 21:00:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1323310 | H William Everett | C/O Issuer Direct Corp. One Glenwood Ave, Suite 1001 Raleigh NC 27603 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2020-11-03 | 4,833 | $21.57 | 22,395 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2020-11-03 | 8,000 | $13.00 | 30,395 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2020-11-03 | 8,000 | $0.00 | 8,000 | $13.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-09-28 | 2027-09-28 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold these 4,833 shares of common stock in order to pay the exercise price for the option exercise described in footnote 3 below.
- The $21.57 represents a weighted average price. The Reporting Person sold 4,519 shares of common stock at a price of $21.56 per share, 14 shares of common stock at a price of $21.57 and 300 shares of common stock at a price of $21.70 per share.
- The Reporting Person exercised an option to purchase 8,000 shares of common stock at a per share exercise price of $13.00. The option was originally granted on September 28, 2017. No additional shares of common stock underly this option.