Filing Details

Accession Number:
0001209191-20-057218
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-05 20:25:44
Reporting Period:
2020-11-03
Accepted Time:
2020-11-05 20:25:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315416 David Portnoy 700 Brooker Creek Blvd
Suite 1800
Oldsmar FL 34677
Chairman, Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-03 950 $6.60 91,214 No 4 P Indirect By Spouse
Common Stock Acquisiton 2020-11-03 30 $6.80 461,371 No 4 P Direct
Common Stock Acquisiton 2020-11-03 970 $6.99 462,341 No 4 P Direct
Common Stock Acquisiton 2020-11-03 1,000 $6.59 463,341 No 4 P Direct
Common Stock Acquisiton 2020-11-03 2,000 $6.50 465,341 No 4 P Direct
Common Stock Acquisiton 2020-11-03 3,000 $6.60 468,341 No 4 P Direct
Common Stock Acquisiton 2020-11-05 1,690 $6.55 470,031 No 4 P Direct
Common Stock Acquisiton 2020-11-05 300 $6.76 15,061 No 4 P Indirect as Custodian for Daughter
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Spouse
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Indirect as Custodian for Daughter
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 94,426 Indirect By 401K
Common Stock 152,724 Indirect By Corporation
Common Stock 9,974 Indirect As Custodian for Son
Common Stock 59,027 Indirect By LLC
Common Stock 199,080 Indirect By IRA
Common Stock 55,219 Indirect By Corporation
Common Stock 10,783 Indirect As Custodian for Son
Common Stock 10,783 Indirect As Custodian for Son
Common Stock 10,783 Indirect As Custodian for Son
Common Stock 9,122 Indirect As Custodian for Daughter
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.72 2011-12-01 2021-12-01 200,000 200,000 Direct
Common Stock Stock Option $2.90 2011-08-31 2021-08-31 100,000 100,000 Direct
Common Stock Stock Option $3.14 2016-04-15 2026-04-15 70,270 70,270 Direct
Common Stock Stock Option $7.92 2013-03-08 2023-03-08 23,636 23,636 Direct
Common Stock Stock Option $7.53 2019-08-30 2029-08-30 26,243 26,243 Direct
Common Stock Stock Option $7.28 2019-12-20 2029-12-20 23,636 23,636 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-01 200,000 200,000 Direct
2021-08-31 100,000 100,000 Direct
2026-04-15 70,270 70,270 Direct
2023-03-08 23,636 23,636 Direct
2029-08-30 26,243 26,243 Direct
2029-12-20 23,636 23,636 Direct
Footnotes
  1. Shares of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary and as the managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
  2. Shares of Common Stock held by Mayim Investment Limited Partnership as is David I. Portnoy my be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
  3. Shares of Common Stock held by uTIPu, Inc., as to which David I. Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
  4. Stock options vest 1/3 on the date of grant, 1/3 on December 1, 2016 and 1/3 on December 1, 2017.
  5. Stock Options will vest 1/3 on the date of grant, 1/3 on December 1, 2018 and 1/3 on December 1, 2019.
  6. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2019 and 1/3 on December 1, 2020.
  7. Stock options will vest 1/3 on the date of grant, 1/3 on December 1, 2020 and 1/3 on December 1, 2021.