Filing Details
- Accession Number:
- 0000899243-20-030488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-05 18:08:58
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-05 18:08:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604477 | Sqz Biotechnologies Co | SQZ | () | U0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1021944 | Ltd (Private) Holdings Temasek | 60B Orchard Road, #06-18 Tower 2 Theatrium@Orchard Singapore U0 233891 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-03 | 1,888,924 | $0.00 | 1,888,924 | No | 4 | C | Indirect | See note |
Common Stock | Acquisiton | 2020-11-03 | 625,000 | $16.00 | 2,513,924 | No | 4 | P | Indirect | See note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See note |
No | 4 | P | Indirect | See note |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series D Preferred Stock | Disposition | 2020-11-03 | 1,888,924 | $0.00 | 1,888,924 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Footnotes
- The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon the closing of the Issuer's initial public offering and had no expiration date.
- The shares are held of record by Elbrus Investments Pte. Ltd. ("Elbrus"). Elbrus is a direct wholly owned subsidiary of Temasek Life Sciences Private Limited, which in turn is a direct wholly owned subsidiary of Fullerton Management Pte Ltd, which in turn is a direct wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek"). Therefore, Temasek may be deemed to beneficially own the shares held of record by Elbrus.
- The shares are held of record by V-Sciences Investments Pte Ltd. ("V-Sciences"). V-Sciences is a direct wholly owned subsidiary of Temasek Life Sciences Private Limited, which in turn is a direct wholly owned subsidiary of Fullerton Management Pte Ltd, which in turn is a direct wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek"). Therefore, Temasek may be deemed to beneficially own the shares held of record by V-Sciences.