Filing Details

Accession Number:
0000899243-20-030488
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-05 18:08:58
Reporting Period:
2020-11-03
Accepted Time:
2020-11-05 18:08:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604477 Sqz Biotechnologies Co SQZ () U0
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1021944 Ltd (Private) Holdings Temasek 60B Orchard Road, #06-18 Tower 2
Theatrium@Orchard
Singapore U0 233891
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-03 1,888,924 $0.00 1,888,924 No 4 C Indirect See note
Common Stock Acquisiton 2020-11-03 625,000 $16.00 2,513,924 No 4 P Indirect See note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See note
No 4 P Indirect See note
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Preferred Stock Disposition 2020-11-03 1,888,924 $0.00 1,888,924 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. The Series D Preferred Stock automatically converted into Common Stock on a 1:1 basis upon the closing of the Issuer's initial public offering and had no expiration date.
  2. The shares are held of record by Elbrus Investments Pte. Ltd. ("Elbrus"). Elbrus is a direct wholly owned subsidiary of Temasek Life Sciences Private Limited, which in turn is a direct wholly owned subsidiary of Fullerton Management Pte Ltd, which in turn is a direct wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek"). Therefore, Temasek may be deemed to beneficially own the shares held of record by Elbrus.
  3. The shares are held of record by V-Sciences Investments Pte Ltd. ("V-Sciences"). V-Sciences is a direct wholly owned subsidiary of Temasek Life Sciences Private Limited, which in turn is a direct wholly owned subsidiary of Fullerton Management Pte Ltd, which in turn is a direct wholly owned subsidiary of Temasek Holdings (Private) Limited ("Temasek"). Therefore, Temasek may be deemed to beneficially own the shares held of record by V-Sciences.