Filing Details
- Accession Number:
- 0001225208-20-013136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-05 17:04:11
- Reporting Period:
- 2020-11-04
- Accepted Time:
- 2020-11-05 17:04:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823768 | Waste Management Inc | WM | Refuse Systems (4953) | 731309529 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1544705 | J John Morris | 1001 Fannin Street Houston TX 77002 | Evp & Chief Operation Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-04 | 14,802 | $85.34 | 99,437 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2020-11-04 | 9,001 | $98.90 | 108,438 | No | 4 | M | Direct | |
Common Stock | Disposition | 2020-11-04 | 23,803 | $116.59 | 84,635 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-04 | 9,001 | $98.90 | 9,001 | $98.90 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2020-11-04 | 14,802 | $85.34 | 14,802 | $85.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
27,006 | 2020-02-19 | 2029-02-19 | No | 4 | M | Direct |
14,803 | 2019-02-20 | 2028-02-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,220 | Indirect | By 401(k) Plan |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $116.29 to $117.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock option granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. The stock option vests 25% on the first and second anniversary of the date of grant with the remaining 50% on the third anniversary of the date of grant.