Home > Insider Trading > Filing (0001225208-20-013135)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
720005	Raymond James Financial Inc	RJF	Security Brokers, Dealers & Flotation Companies (6211)	591517485

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1453440	D Paul Allison	880 Carillon Parkway St. Petersburg FL 33716	Chair, President & Ceo Rj Ltd.	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-03	12,500	$48.20	28,914	No	4	M	Direct
Common Stock	Disposition	2020-11-03	7,533	$79.98	21,381	No	4	F	Direct
Common Stock	Disposition	2020-11-04	4,150	$78.07	17,231	No	4	S	Direct
Common Stock	Disposition	2020-11-04	1,550	$77.97	23,950	No	4	S	Indirect	Rose Allison Holdings Inc.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Indirect	Rose Allison Holdings Inc.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2020-11-03	12,500	$0.00	12,500	$48.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2020-11-21	No	4	M	Direct

Footnotes

The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
Reflects the weighted average sale price. The range of prices for such transaction was $78.02 to $78.18.
Reflects the weighted average sale price. The range of prices for such transaction was $77.94 to $78.03.
A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
The stock option vested 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.