Filing Details
- Accession Number:
- 0001209191-11-021234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-04-04 19:04:35
- Reporting Period:
- 2011-04-01
- Filing Date:
- 2011-04-04
- Accepted Time:
- 2011-04-04 19:04:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1373040 | Des Walsh | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-04-01 | 62,500 | $15.50 | 133,909 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-04-01 | 15,000 | $25.00 | 148,909 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-04-01 | 75,981 | $81.13 | 72,928 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-04-01 | 1,519 | $81.70 | 71,409 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-04-01 | 62,500 | $0.00 | 62,500 | $15.50 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-04-01 | 15,000 | $0.00 | 15,000 | $25.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-01 | No | 4 | M | Direct | |
| 0 | 2014-09-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2010.
- This transaction was executed in multiple trades at prices ranging from $80.63 to $81.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $81.64 to $81.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments commencing 06/30/2004 through 06/30/2009.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments commencing 09/30/2004 through 09/30/2009.
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