Home > Insider Trading > Filing (0001209191-20-057145)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1278021	Marketaxess Holdings Inc	MKTX	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1249885	L Antonio Delise	C/O Marketaxess Holdings Inc. 55 Hudson Yards, 15Th Floor New York NY 10001	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, Par Value $0.003 Per Share	Disposition	2020-11-03	300	$0.00	31,047	No	5	G	Direct
Common Stock, Par Value $0.003 Per Share	Acquisiton	2020-11-03	7,092	$103.30	38,139	No	4	M	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2020-11-03	1,568	$539.37	36,571	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2020-11-03	1,182	$540.56	35,389	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2020-11-03	1,365	$541.89	34,024	No	4	S	Direct
Common Stock, Par Value $0.003 Per Share	Disposition	2020-11-03	85	$542.59	33,939	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2020-11-03	7,092	$0.00	7,092	$103.30

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,028		2022-01-31	No	4	M	Direct

Footnotes

The shares were sold to cover the exercise price and taxes due on the exercise of some of the options in Table II.
The transactions were executed in multiple trades at prices ranging from $539.05 to $539.94. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $540.16 to $541.05. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The transactions were executed in multiple trades at prices ranging from $541.37 to $542.31. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
The stock options were fully exercisable.