Filing Details
- Accession Number:
- 0001225208-20-013108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 20:36:01
- Reporting Period:
- 2020-11-02
- Accepted Time:
- 2020-11-04 20:36:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1388430 | Cai International Inc. | CAI | Services-Equipment Rental & Leasing, Nec (7359) | 943109229 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1485232 | James Daniel Hallahan | Steuart Tower 1 Market Plaza, Suite 2400 San Francisco CA 94105 | Senior Vp, Global Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-02 | 7,125 | $21.89 | 40,527 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-02 | 4,792 | $15.89 | 45,319 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-02 | 2,250 | $7.87 | 47,569 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2020-11-02 | 1,605 | $22.09 | 49,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-11-02 | 10,403 | $27.57 | 38,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-02 | 4,792 | $0.00 | 4,792 | $15.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-02 | 2,250 | $0.00 | 2,250 | $7.87 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-02 | 7,125 | $0.00 | 7,125 | $21.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2020-11-02 | 1,605 | $0.00 | 1,605 | $22.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,917 | 2027-02-15 | No | 4 | M | Direct | |
| 0 | 2026-06-02 | No | 4 | M | Direct | |
| 0 | 2025-06-04 | No | 4 | M | Direct | |
| 0 | 2024-06-11 | No | 4 | M | Direct |
Footnotes
- Represents shares sold by the reporting person to cover the exercise price upon exercise of the options.
- The option vests with respect to 25% of the shares on the first anniversary of the grant date, and an additional 1/48th of the shares vest monthly thereafter.
Billionaire Hedge Funds
