Filing Details
- Accession Number:
- 0001209191-20-057030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 19:52:11
- Reporting Period:
- 2020-11-02
- Accepted Time:
- 2020-11-04 19:52:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1800315 | Galecto Inc. | GLTO | () | G7 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388325 | A/S Holdings Novo | Tuborg Havnevej 19 Hellerup G7 2900 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-11-02 | 2,164,458 | $0.00 | 2,164,458 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2020-11-02 | 333,333 | $15.00 | 2,497,791 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES B-1 PREFERRED STOCK | Disposition | 2020-11-02 | 25,562 | $0.00 | 66,454 | $0.00 |
| Common Stock | SERIES B-2 PREFERRED STOCK | Disposition | 2020-11-02 | 15,833 | $0.00 | 41,161 | $0.00 |
| Common Stock | SERIES B-3 PREFERRED STOCK | Disposition | 2020-11-02 | 63,333 | $0.00 | 164,647 | $0.00 |
| Common Stock | SERIES B-4 PREFERRED STOCK | Disposition | 2020-11-02 | 66,666 | $0.00 | 173,312 | $0.00 |
| Common Stock | SERIES C-1 PREFERRED STOCK | Disposition | 2020-11-02 | 133,991 | $0.00 | 348,336 | $0.00 |
| Common Stock | SERIES C-2 PREFERRED STOCK | Disposition | 2020-11-02 | 194,666 | $0.00 | 506,073 | $0.00 |
| Common Stock | SERIES C-4 PREFERRED STOCK | Disposition | 2020-11-02 | 181,688 | $0.00 | 472,334 | $0.00 |
| Common Stock | SERIES C-5 PREFERRED STOCK | Disposition | 2020-11-02 | 51,911 | $0.00 | 134,953 | $0.00 |
| Common Stock | SERIES D PREFERRED STOCK | Disposition | 2020-11-02 | 98,930 | $0.00 | 257,188 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Series B-1 Preferred Stock, Series B-2 Preferred Stock, Series B-3 Preferred Stock, Series B-4 Preferred Stock, Series C-1 Preferred Stock, Series C-2 Preferred Stock, Series C-4 Preferred Stock, Series C-5 Preferred Stock and Series D Preferred Stock (collectively, the "Preferred Stock") converted into Common Stock at a ratio of 1:2.59970 into the number of shares of Common Stock as shown in Column 7 upon the closing of the Issuer's initial public offering without payment of additional consideration. These shares have no expiration date.
- Represents a purchase from the underwriters in the Issuer's initial public offering.
Billionaire Hedge Funds
