Filing Details
- Accession Number:
- 0001764925-20-000624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 17:04:12
- Reporting Period:
- 2020-11-02
- Accepted Time:
- 2020-11-04 17:04:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764925 | Slack Technologies Inc. | WORK | Services-Prepackaged Software (7372) | 264400325 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1775680 | Robert Frati | C/O Slack Technologies, Inc. 500 Howard Street San Francisco, CA 94105 | Sr Vp Sales, Customer Success | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-02 | 23,250 | $0.00 | 327,010 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2020-11-02 | 12,449 | $25.16 | 314,561 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Units | Disposition | 2020-11-02 | 5,125 | $0.00 | 5,125 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-11-02 | 5,125 | $0.00 | 5,125 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2020-11-02 | 2,500 | $0.00 | 2,500 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-11-02 | 2,500 | $0.00 | 2,500 | $0.00 |
| Class B Common Stock | Restricted Stock Units | Disposition | 2020-11-02 | 15,625 | $0.00 | 15,625 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2020-11-02 | 15,625 | $0.00 | 15,625 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2020-11-02 | 23,250 | $0.00 | 23,250 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,750 | 2025-06-20 | No | 4 | M | Direct | |
| 5,125 | No | 4 | M | Direct | ||
| 12,500 | 2025-06-20 | No | 4 | M | Direct | |
| 7,625 | No | 4 | M | Direct | ||
| 140,625 | 2026-02-26 | No | 4 | M | Direct | |
| 23,250 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date.
- Shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs).
- Each RSU represents the right to receive one share of Class B Common Stock.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on August 1, 2018, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2018, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
- The RSUs are subject to time-based and performance-based vesting criteria. The time-based vesting occurs in 16 equal quarterly installments commencing on May 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such date. The performance-based criteria was satisfied upon the Issuer's listing and public trading of its Class A Common Stock on June 20, 2019.
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