Filing Details

Accession Number:
0001476765-20-000169
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-04 16:27:26
Reporting Period:
2020-11-02
Accepted Time:
2020-11-04 16:27:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476765 Golub Capital Bdc Inc. GBDC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311018 E Lawrence Golub C/O Golub Capital Bdc, Inc.
200 Park Avenue, 25Th Floor
New York NY 10166
Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-11-02 15,000 $12.92 1,958,990 No 4 P Indirect By GGP, Holdings L.P.
Common Stock, Par Value $0.001 Per Share Acquisiton 2020-11-03 5,000 $13.07 1,963,990 No 4 P Indirect By GGP, Holdings L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GGP, Holdings L.P.
No 4 P Indirect By GGP, Holdings L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 2,956,200 Indirect By GEMS Fund 4, L.P.
Common Stock, Par Value $0.001 Per Share 1,305,847 Indirect By GCOP LLC
Common Stock, Par Value $0.001 Per Share 4,544,627 Indirect By GEMS Fund, L.P.
Footnotes
  1. Due to his control of and ownership interest in GGP Holdings, L.P., Mr. Golub is viewed as having investment power over all the shares owned by such entity
  2. Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund 4, L.P., except to the extent of his pecuniary interest therein.
  3. Due to his control of and ownership interest in GCOP LLC, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity.
  4. Due to his control of GEMS Fund, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights were passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of GBDC common stock held by GEMS Fund, L.P., except to the extent of his pecuniary interest therein.