Filing Details
- Accession Number:
- 0001441816-20-000211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-04 16:25:52
- Reporting Period:
- 2020-11-02
- Accepted Time:
- 2020-11-04 16:25:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441816 | Mongodb Inc. | MDB | Services-Prepackaged Software (7372) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1767034 | Cedric Pech | C/O Mongodb, Inc. 1633 Broadway, 38Th Floor New York NY 10019 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2020-11-02 | 5,729 | $8.40 | 82,098 | No | 4 | M | Indirect | By KW Investments SRL |
| Class A Common Stock | Disposition | 2020-11-02 | 600 | $227.00 | 81,498 | No | 4 | S | Indirect | By KW Investments SRL |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By KW Investments SRL |
| No | 4 | S | Indirect | By KW Investments SRL |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2020-11-02 | 5,729 | $0.00 | 5,729 | $8.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,834 | 2027-04-05 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 41,161 | Direct |
Footnotes
- The transaction was pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 19, 2020.
- KW Investments SRL is an Italian limited liability company owned by the Reporting Person and the Reporting Person's spouse.
- Represents the sale of shares of Class A common stock to satisfy the exercise price and the Reporting Person's tax withholding obligations in connection with the Reporting Person's exercise of options.
- All shares underlying this option are immediately exercisable, subject to a repurchase right in the Issuer's favor which lapses in accordance with the option's vesting schedule. The remaining shares shall vest in 8 equal monthly installments beginning on December 1, 2020, subject to the Reporting Person providing continuous service to the Issuer on each such date.
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