Filing Details

Accession Number:
0000899243-20-030382
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-04 16:05:12
Reporting Period:
2020-11-03
Accepted Time:
2020-11-04 16:05:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1593899 Atea Pharmaceuticals Inc. AVIR Pharmaceutical Preparations (2834) 460574869
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1595725 Rock Springs Capital Management Lp 650 South Exeter St. Suite 1070
Baltimore MD 21202
No No Yes No
1735393 Rock Springs Capital Master Fund Lp C/O Walkers Corporate Limited,
Cayman Co Center, 27 Hospital Road
Georage Town E9 KY-1-9008
No No Yes No
1735397 Rock Springs Capital Llc 650 South Exeter St. Suite 1070
Baltimore MD 21202
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-11-03 1,412,016 $0.00 1,412,016 No 4 C Indirect See Footnote
Common Stock Acquisiton 2020-11-03 282,403 $0.00 282,403 No 4 C Indirect See Footnote
Common Stock Acquisiton 2020-11-03 242,708 $24.00 1,654,724 No 4 P Indirect See Footnote
Common Stock Acquisiton 2020-11-03 7,292 $24.00 289,695 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series D Convertible Preferred Stock Disposition 2020-11-03 890,313 $0.00 890,313 $0.00
Common Stock Series D-1 Convertible Preferred Stock Disposition 2020-11-03 521,703 $0.00 521,703 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2020-11-03 178,063 $0.00 178,063 $0.00
Common Stock Series D-1 Convertible Preferred Stock Disposition 2020-11-03 104,340 $0.00 104,340 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The preferred stock was convertible at any time, at the holder's election and had no expiration date. Each share of preferred stock was automatically converted into one share of common stock upon the closing of the Issuer's initial public offering of its common stock.
  2. The securities reported herein are held of record by Rock Springs Capital Master Fund LP ("Master Fund"). Rock Springs Capital LLC ("RSC") is the general partner of Rock Springs Capital Management LP ("RSCM") which is the investment manager to Master Fund. RSC and RSCM may therefore be deemed to have or share beneficial ownership of preferred stock held directly by Master Fund.
  3. The securities reported herein are held of record by Four Pines Master Fund LP ("Four Pines"). RSC is the general partner of RSCM which is the investment manager to Four Pines. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the preferred stock held directly by Four Pines.