Filing Details
- Accession Number:
- 0000899243-20-030317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-03 20:00:17
- Reporting Period:
- 2020-11-03
- Accepted Time:
- 2020-11-03 20:00:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604477 | Sqz Biotechnologies Co | SQZ | Biological Products, (No Disgnostic Substances) (2836) | 462431115 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1611189 | Polaris Partners Vii, L.p. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
1615991 | Polaris Entrepreneurs' Fund Vii, L.p. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
1678203 | Polaris Management Co. Vii, L.l.c. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-11-03 | 161,994 | $0.00 | 161,994 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2020-11-03 | 2,315,652 | $0.00 | 2,315,652 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2020-11-03 | 16,346 | $16.00 | 178,340 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2020-11-03 | 233,654 | $16.00 | 2,549,306 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2020-11-03 | 28,863 | $0.00 | 30,392 | $0.00 |
Common Stock | Series A Convertible Preferred Stock | Disposition | 2020-11-03 | 412,608 | $0.00 | 434,476 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2020-11-03 | 56,462 | $0.00 | 59,454 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2020-11-03 | 807,096 | $0.00 | 849,872 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2020-11-03 | 44,120 | $0.00 | 46,458 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2020-11-03 | 630,672 | $0.00 | 664,097 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2020-11-03 | 24,397 | $0.00 | 25,690 | $0.00 |
Common Stock | Series D Convertible Preferred Stock | Disposition | 2020-11-03 | 348,725 | $0.00 | 367,207 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of preferred stock automatically converted on a 1.053 for one basis into common stock upon the closing of the Issuer's initial public offering. The shares have no expiration date.
- These shares are held of record by Polaris Entrepreneurs' Fund VII, L.P. ("EF VII"). Polaris Management Co. VII, L.L.C. ("PMC VII") is the general partner of EF VII. David Barrett, Brian Chee, Amir Nashat and Bryce Youngren (the "Managing Members") are the managing members of PMC VII. Amy Schulman ("Ms. Schulman"), a member of the Issuer's board of directors, holds an interest in PMC VII.
- Each of the Managing Members and Ms. Schulman, in their respective capacities with respect to PMC VII, may be deemed to have shared investment, voting and dispositive power over these shares. Each of PMC VII, the Managing Members and Ms. Schulman disclaim beneficial ownership of these shares and this report shall not be deemed an admission that any one of them is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- These shares are held of record by Polaris Partners VII, L.P ("PP VII"). PMC VII is the general partner of PP VII. The Managing Members are the managing members of PMC VII. Ms. Schulman, a member of the Issuer's board of directors, holds an interest in PMC VII.