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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1781335	Otis Worldwide Corp	OTIS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1665490	Fran Judith Marks	1 Carrier Place Farmington CT 06032	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-01	16,757	$0.00	16,757	No	4	M	Direct
Common Stock	Disposition	2020-11-01	7,778	$62.14	8,979	No	4	F	Direct
Common Stock	Disposition	2020-10-30	47	$61.28	0	No	4	S	Indirect	401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	F	Direct
No	4	S	Indirect	401(k) Plan

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units	Disposition	2020-11-01	16,757	$0.00	16,757	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	M	Direct

Footnotes

Restricted stock units convert into common stock on a one-for-one basis.
As a result of the spin-off of the issuer by our former parent, certain Otis insiders hold Otis shares in our former parent's 401(k) plan. This plan has advised participants that starting approximately one-year after the spin-off it will mandatorily start to sell the Otis shares held in it.
The reporting person was originally granted RSUs by our former parent company on November 1, 2017. These fully vested and were converted into Otis common stock.