Filing Details

Accession Number:
0001179110-20-010770
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-11-03 17:11:11
Reporting Period:
2020-10-30
Accepted Time:
2020-11-03 17:11:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
805928 Axogen Inc. AXGN Electromedical & Electrotherapeutic Apparatus (3845) 411301878
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222357 J Peter Mariani 13631 Progress Boulevard
Suite 400
Alachua FL 32615
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2020-10-30 60,000 $5.04 80,683 No 4 M Direct
Common Stock Disposition 2020-10-30 60,000 $12.41 20,683 No 4 S Direct
Common Stock Disposition 2020-10-30 1,084 $12.41 19,599 No 4 S Direct
Common Stock Disposition 2020-10-30 12,854 $12.41 6,745 No 4 S Direct
Common Stock Disposition 2020-10-30 1,745 $12.41 5,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Purchase) Disposition 2020-10-30 60,000 $0.00 60,000 $5.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
145,000 2017-03-01 2023-03-01 No 4 M Direct
Footnotes
  1. Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.06 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 2 to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 3 to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.14 to $12.96, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 4 to this Form 4.