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Home > Insider Trading > Filing (0001213900-20-034781)

Filing Details

Accession Number:: 0001213900-20-034781
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-03 15:14:48
Reporting Period:: 2020-11-03

Accepted Time:: 2020-11-03 15:14:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1263385	E Randall Paulson	C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., 8Th Floor Santa Monica CA 90025		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2020-11-03	40,000	$26.65	78,343	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $26.65 to $26.73. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.