Filing Details
- Accession Number:
- 0001209191-20-056426
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-02 16:52:45
- Reporting Period:
- 2020-10-29
- Accepted Time:
- 2020-11-02 16:52:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1462120 | Live Oak Bancshares Inc. | LOB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1036743 | Iii S James Mahan | 1741 Tiburon Drive Wilmington NC 28403 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Voting Common Stock | Acquisiton | 2020-10-29 | 5,800 | $35.49 | 3,468,761 | No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
| Voting Common Stock | Acquisiton | 2020-10-29 | 12,215 | $36.61 | 3,480,976 | No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
| Voting Common Stock | Acquisiton | 2020-10-29 | 6,185 | $37.37 | 3,487,161 | No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
| No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
| No | 4 | P | Indirect | By James S. Mahan Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Voting Common Stock | 3,159,714 | Indirect | By Marguerite D. Mahan Revocable Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $35.05 to $36.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $36.06 to $36.951. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
- This transaction was executed in multiple trades at prices ranging from $37.13 to $37.55. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
Billionaire Hedge Funds
