Filing Details
- Accession Number:
- 0001104659-20-120511
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-11-02 16:05:29
- Reporting Period:
- 2020-10-29
- Accepted Time:
- 2020-11-02 16:05:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1590799 | Riverview Financial Corp | RIVE | National Commercial Banks (6021) | 383917371 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1666749 | Castle Creek Capital Partners Vi, Lp | C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067 | No | No | Yes | No | |
| 1671438 | Castle Creek Capital Vi Llc | C/O Castle Creek Capital Llc 6051 El Tordo, Po Box 1329 Rancho Santa Fe CA 92067 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-29 | 50,199 | $7.10 | 1,916,847 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Castle Creek Capital VI LLC is the sole general partner of Fund VI. Castle Creek Capital VI LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital VI LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Billionaire Hedge Funds
