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Home > Insider Trading > Filing (0001490906-20-000075)

Filing Details

Accession Number:: 0001490906-20-000075
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-11-02 13:39:24
Reporting Period:: 2020-10-30

Accepted Time:: 2020-11-02 13:39:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc.	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1751578	D. Robert Kobbeman	C/O Capitol Federal Financial 700 South Kansas Ave Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Disposition	2020-10-30	2,276	$11.38	35,199	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Cffn Commnon Stock	CFFN Phantom Stock 2019	Acquisiton	2020-10-30	0	$13.73	0	$13.73

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,716	2022-12-31	2022-12-31	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	37,475	Direct
Cffn Commnon Stock	2,692	Indirect	ESOP

Footnotes

The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition.