Filing Details
- Accession Number:
- 0000018230-20-000287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-30 18:29:11
- Reporting Period:
- 2020-08-11
- Accepted Time:
- 2020-10-30 18:29:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1768624 | P William Ainsworth | 510 Lake Cook Road Suite 100 Deerfield IL 60015 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2020-08-11 | 5,588 | $0.00 | 76,501 | No | 4 | G | Direct | |
| Common Stock | Disposition | 2020-10-30 | 12,000 | $154.78 | 64,501 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | G | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,331 | Indirect | Held by 401(k) Plan |
Footnotes
- The information in this report is based on a 401(k) plan statement dated as of September 30, 2020.
Billionaire Hedge Funds
