Filing Details
- Accession Number:
- 0001414284-20-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-29 17:53:30
- Reporting Period:
- 2020-10-28
- Accepted Time:
- 2020-10-29 17:53:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1414284 | J Timothy Riddle | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Ceo, Chartwell Inv. Partners | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2020-10-28 | 3,000 | $12.52 | 267,416 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,500 | Indirect | Shares are held by Reporting Person's son. |
Footnotes
- This price represents the approximate weighted average price per share of purchases of the Issuer's shares, which were executed at prices ranging from $12.36 to $12.60 per share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each price.