Filing Details

Accession Number:
0001174567-20-000068
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2020-10-29 17:08:20
Reporting Period:
2019-12-20
Accepted Time:
2020-10-29 17:08:20
Original Submission Date:
2019-12-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
946563 Retractable Technologies Inc RVP Surgical & Medical Instruments & Apparatus (3841) 752599762
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1174567 J Thomas Shaw 511 Lobo Lane
Little Elm TX 75068
President And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-12-20 2,990 $1.42 14,075,526 No 4 P Direct
Common Stock Acquisiton 2020-03-20 2,500 $1.15 14,075,526 No 4 P Direct
Common Stock Acquisiton 2020-04-01 4,300 $1.40 14,075,526 No 4 P Direct
Common Stock Acquisiton 2020-04-17 1,400 $2.94 14,075,526 No 4 P Direct
Common Stock Acquisiton 2020-06-30 437 $6.82 14,075,526 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,998,000 Indirect Voting or Investment control
Footnotes
  1. This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date.
  2. The Form 4 filed on 12/23/19 mistakenly listed the number of shares purchased as 2,290.
  3. All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020.
  4. The Form 4 filed on 6/30/20 mistakenly listed the number of shares purchased as 400.
  5. Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.