Filing Details
- Accession Number:
- 0001174567-20-000068
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-10-29 17:08:20
- Reporting Period:
- 2019-12-20
- Accepted Time:
- 2020-10-29 17:08:20
- Original Submission Date:
- 2019-12-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
946563 | Retractable Technologies Inc | RVP | Surgical & Medical Instruments & Apparatus (3841) | 752599762 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1174567 | J Thomas Shaw | 511 Lobo Lane Little Elm TX 75068 | President And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-12-20 | 2,990 | $1.42 | 14,075,526 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-03-20 | 2,500 | $1.15 | 14,075,526 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-04-01 | 4,300 | $1.40 | 14,075,526 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-04-17 | 1,400 | $2.94 | 14,075,526 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2020-06-30 | 437 | $6.82 | 14,075,526 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,998,000 | Indirect | Voting or Investment control |
Footnotes
- This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date.
- The Form 4 filed on 12/23/19 mistakenly listed the number of shares purchased as 2,290.
- All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020.
- The Form 4 filed on 6/30/20 mistakenly listed the number of shares purchased as 400.
- Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.