Filing Details
- Accession Number:
- 0001406666-20-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-29 16:11:21
- Reporting Period:
- 2020-10-28
- Accepted Time:
- 2020-10-29 16:11:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1406666 | Calix Inc | (CALX) | Communications Services, Nec (4899) | 680438710 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507710 | Michael Matthews | C/O Calix, Inc. 2777 Orchard Parkway San Jose CA 95134 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-10-28 | 10,000 | $15.20 | 82,885 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2020-10-28 | 10,000 | $24.09 | 72,885 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2020-10-28 | 10,000 | $0.00 | 10,000 | $15.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-12-07 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned includes 12,477 unvested restricted stock units.
- Shares sold between $24.01 and $24.16 per share at a weighted average price of $24.09232. The reporting person will provide full information regarding the number of shares sold at each purchase price upon request.
- 100% of the shares subject to the option were fully vested and exercisable on December 10, 2013.
Billionaire Hedge Funds
