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Filing Details

Accession Number:: 0001209191-20-056156
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-28 20:22:44
Reporting Period:: 2020-10-26

Accepted Time:: 2020-10-28 20:22:44
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1097149	Align Technology Inc	ALGN	Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842)	943267295

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1419490	Emory Wright	C/O Align Technology 2820 Orchard Parkway San Jose CA 95131	Svp, Global Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2020-10-26	3,204	$452.83	0	No	4	S	Indirect	By Trust for Nephew
Common Stock	Disposition	2020-10-26	6,740	$452.83	2,869	No	4	S	Indirect	By Trust for Child 1
Common Stock	Disposition	2020-10-26	5,111	$452.83	4,498	No	4	S	Indirect	By Trust for Child 2
Common Stock	Disposition	2020-10-26	961	$452.83	8,648	No	4	S	Indirect	By Trust for Child 3

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Trust for Nephew
No	4	S	Indirect	By Trust for Child 1
No	4	S	Indirect	By Trust for Child 2
No	4	S	Indirect	By Trust for Child 3

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,056	Direct

Footnotes

A Form 4 was filed on May 29, 2020 reporting gifts of an aggregate of 32,031 shares by the reporting person to a single GRAT for the benefit of the reporting person and his children. Although the aggregate number of shares gifted has not changed, the shares are instead held in four separate trusts for the benefit of three of the reporting person's children and a nephew rather than the GRAT previously reported.
The price reported in column 4 is an average price for all of the shares sold by the trusts. Of these shares, 1,700 were sold in multiple transactions at prices ranging from $448.16 to $449.75, inclusive; 2,900 were sold in multiple transactions at prices ranging from $450.00 to $451.94, inclusive; 9,162 were sold in multiple transactions at prices ranging from $452.00 to $455.90, inclusive; 4 were sold in multiple transactions at prices ranging from $456.11 to $456.98, inclusive; and 2,250 were sold in multiple transactions at prices ranging from $465.41 to $467.76, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares were held in an irrevocable trust for the benefit of a nephew of the reporting person. The reporting person was a co-trustee of the trust.
These shares are held in irrevocable trusts for the benefit of each of the children of the reporting person. The reporting person is a co-trustee of each trust.