Filing Details

Accession Number:
0001127602-20-027620
Form Type:
4
Zero Holdings:
No
Publication Time:
2020-10-28 17:02:09
Reporting Period:
2020-10-26
Accepted Time:
2020-10-28 17:02:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069202 Lennox International Inc LII Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 420991521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1395277 M Todd Bluedorn 2140 Lake Park Blvd.
Richardson TX 75080
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2020-10-26 9,834 $285.14 95,066 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-26 3,870 $285.14 91,196 No 4 F Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 500 $280.85 90,696 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 400 $282.53 90,296 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 1,364 $283.38 88,932 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 1,000 $284.17 87,932 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 800 $285.31 87,132 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 900 $286.62 86,232 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 900 $287.89 85,332 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2020-10-27 100 $288.57 85,232 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Non-qualified Stock Appreciation Right Disposition 2020-10-26 18,305 $0.00 18,305 $131.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-12-11 2022-12-11 No 4 M Direct
Footnotes
  1. This was effected pursuant to a 10b5-1 trading plan (the "Plan") that directed (1) the exercise of stock appreciation rights on 10/26/2020 and (2) the sale of all shares received from such exercise, subject to certain conditions. The sale of such shares was executed in a series of transactions, as is customary by brokerage houses. Even though the series of transactions was pursuant to a single Plan direction, the SEC requires disclosure of each individual transaction, subject to certain conditions.
  2. Reflects a weighted average sale price of $280.854 at prices ranging from $280.41 to $281.32 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $282.526 at prices ranging from $281.91 to $282.78 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $283.384 at prices ranging from $$282.92 to $283.81 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Reflects a weighted average sale price of $284.17 at prices ranging from $283.94 to $284.46 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Reflects a weighted average sale price of $285.309 at prices ranging from $285 to $285.66 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. Reflects a weighted average sale price of $286.619 at prices ranging from $286.11 to $287.08 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  8. Reflects a weighted average sale price of $287.885 at pricing ranging from $287.37 to $288.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  9. One third of the Stock Appreciation Rights became exercisable on 12/11/2016 and each year thereafter. The entire grant became fully exercisable on 12/11/2018.