Filing Details
- Accession Number:
- 0001018500-20-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2020-10-28 13:56:36
- Reporting Period:
- 2020-10-14
- Accepted Time:
- 2020-10-28 13:56:36
- Original Submission Date:
- 2020-10-15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1059213 | Dividend & Income Fund | DNIF | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018500 | Bassett Thomas Winmill | P.o. Box 4 Walpole NH 03608 | See "Explanation Of Responses" | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Beneficial Interest | Acquisiton | 2020-09-25 | 60 | $9.25 | 16,327 | No | 4 | J | Direct | |
| Shares Of Beneficial Interest | Acquisiton | 2020-09-25 | 391 | $9.25 | 16,718 | No | 4 | J | Direct | |
| Shares Of Beneficial Interest | Acquisiton | 2020-10-14 | 401 | $9.56 | 17,119 | No | 4 | P | Direct | |
| Shares Of Beneficial Interest | Acquisiton | 2020-10-14 | 4,599 | $9.65 | 21,718 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | J | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- Reflects shares acquired through reinvestment of dividends.
- Reflects shares acquired through reinvestment of dividends.
- Correction made to the number of shares owned following the transaction.
- Correction made to the number of shares owned following the transaction.
Billionaire Hedge Funds
