Filing Details
- Accession Number:
- 0000899243-20-029377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2020-10-27 21:54:01
- Reporting Period:
- 2020-10-26
- Accepted Time:
- 2020-10-27 21:54:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1821160 | Guild Holdings Co | GHLD | Mortgage Bankers & Loan Correspondents (6162) | 852453154 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1827841 | Ann Mary Mcgarry | C/O Guild Holdings Company 5887 Copley Drive San Diego CA 92111 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2020-10-26 | 532,240 | $14.03 | 4,380,740 | No | 4 | S | Indirect | By McGarry Strategic Enterprises, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By McGarry Strategic Enterprises, LLC |
Footnotes
- Represents shares sold by McGarry Strategic Enterprises, LLC upon the closing of the initial public offering of the Class A Common Stock of Guild Holdings Company at a net price per share of $14.025 (after underwriting discounts and commissions).
- Includes 4,380,740 shares of Class A Common Stock beneficially owned by Ms. McGarry through McGarry Strategic Enterprises, LLC, in which Ms. McGarry owns a 99% ownership interest. Ms. McGarry serves as the Manager of McGarry Strategic Enterprises, LLC and exercises voting and investment control over the securities held by that entity.
Billionaire Hedge Funds
