Home > Insider Trading > Filing (0001628280-20-014750)

Filing Details

Accession Number:: 0001628280-20-014750
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2020-10-23 20:08:56
Reporting Period:: 2020-10-21

Accepted Time:: 2020-10-23 20:08:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1497437	Brandon Thomas	35 East Wacker Drive Suite 2400 Chicago IL 60601	Chief Investment Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2020-10-21	10,000	$12.55	278,701	No	4	M	Direct
Common Stock	Disposition	2020-10-21	7,200	$81.37	271,501	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,700	$82.11	269,801	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,100	$82.92	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	7,647	$12.45	276,348	No	4	M	Direct
Common Stock	Disposition	2020-10-21	5,246	$81.35	271,102	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,701	$82.04	269,401	No	4	S	Direct
Common Stock	Disposition	2020-10-21	700	$82.90	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	8,000	$15.34	276,701	No	4	M	Direct
Common Stock	Disposition	2020-10-21	5,391	$81.37	271,310	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,609	$81.99	269,701	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,000	$82.92	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	6,200	$41.84	274,901	No	4	M	Direct
Common Stock	Disposition	2020-10-21	4,400	$81.37	270,501	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,200	$82.20	269,301	No	4	S	Direct
Common Stock	Disposition	2020-10-21	600	$82.92	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	4,800	$53.88	273,501	No	4	M	Direct
Common Stock	Disposition	2020-10-21	3,274	$81.38	270,227	No	4	S	Direct
Common Stock	Disposition	2020-10-21	1,226	$82.12	269,001	No	4	S	Direct
Common Stock	Disposition	2020-10-21	300	$82.93	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	2,464	$20.51	271,165	No	4	M	Direct
Common Stock	Disposition	2020-10-21	1,864	$81.42	269,301	No	4	S	Direct
Common Stock	Disposition	2020-10-21	600	$82.41	268,701	No	4	S	Direct
Common Stock	Acquisiton	2020-10-21	1,690	$31.70	270,391	No	4	M	Direct
Common Stock	Disposition	2020-10-21	1,490	$81.47	268,901	No	4	S	Direct
Common Stock	Disposition	2020-10-21	200	$82.73	268,701	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	10,000	$0.00	10,000	$12.55
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	7,647	$0.00	7,647	$12.45
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	8,000	$0.00	8,000	$15.34
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	6,200	$0.00	6,200	$41.84
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	4,800	$0.00	4,800	$53.88
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	2,464	$0.00	2,464	$20.51
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2020-10-21	1,690	$0.00	1,690	$31.70

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2012-02-28	2021-02-28	No	4	M	Direct
2013-02-28	2022-02-28	No	4	M	Direct
2014-02-28	2023-02-28	No	4	M	Direct
2015-02-28	2024-02-28	No	4	M	Direct
2016-02-29	2025-02-28	No	4	M	Direct
2017-02-28	2026-02-28	No	4	M	Direct
2018-03-28	2027-03-28	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	13,938	Indirect	See footnote

Footnotes

Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
The Common Shares reported herein as being sold were sold at a range of between $80.77 and $81.765 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.79 and $82.77 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.89 and $83.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $80.75 and $81.75 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.78 and $82.71 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.785 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.75 and $82.74 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.76 and $83.02 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $80.865 and $81.79 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.89 and $82.88 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.90 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $80.865 and $81.85 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.89 and $82.56 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.905 and $82.97 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $80.965 and $81.915 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $81.975 and $82.905 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $80.94 and $81.92 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $82.56 and $82.905 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Represents shares held by a trust in which Mr. Thomas is the trustee.
Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Original option grant vested in three installments beginning on the first date of grant and thereafter on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Represents restricted stock units that vest over a 3-year period; one-third of the total amount vests on the first anniversary of the date of the grant of restricted stock units and then one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter. These restricted stock units convert into common stock on a one-for-one basis.